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The Securities and Exchange Commission's (SEC's) exam division released on Monday a guide to best practices it's observed in exams to combat cybersecurity infractions, data loss, and privacy breaches.
In its 13-page Cybersecurity and Resiliency Observations report, the Office of Compliance Inspections and Examinations (OCIE) details practices examiners have observed in the following areas: governance and risk management, access and controls, data loss prevention, mobile security, incident response and resiliency, vendor management, and training and awareness.
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