U.S. Securities and Exchange Commission building in Washington, D.C. U.S. Securities and Exchange Commission building in Washington, D.C. Photo: Diego M. Radzinschi/ALM

The SEC is seeking, through its enforcement actions, to shape the behavior of high-ranking executives, and it plans to do so by targeting their bonuses when their firms engage in wrongdoing.

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Andrew Goudsward

Andrew Goudsward is a reporter based in Washington covering the Justice Department and regulatory affairs. Contact him at [email protected] and follow him on Twitter @agoudsward.

Governance/Regulation & Compliance
Analysis