Banks needed agency's permission to keep businesses running after pleas on FX rigging charges.

Departures of two commissioners could transform the agency.

Departures of two commissioners could transform the agency.

In testimony to Congress, Chairman Massad cites big problem with frequency of inspections of exchanges and clearinghouses.

Finra now weighing whether to drop system intended to automate review of suspicious broker activity.

Finra now weighing whether to drop system intended to automate review of suspicious broker activity.

SEC nods to industry in new proposals on CEO pay and overseas swaps.

SEC nods to industry in new proposals on CEO pay and overseas swaps.