NOT FOR REPRINT
Page Printed from: treasuryandrisk.com/author/profile/dave-michaels/?page=8
Sign In To follow
In light of concerns about high-frequency trading, the SEC may require stock brokers to tell investors where they sent each order to be filled.
Amid regulator scrutiny of computerized high-frequency trades, SEC representative says current debate is too 'myopic.'
Deal puts focus on audit firms push into consulting work.
Agency considers a proposed rule that would require stock exchanges to tell members about breaches of critical systems.
Funding rules under consideration would be designed to prevent runs on broker-dealers.
Study finds the agency's staff aren't better than other investors at picking stocks, but are better at selling shares before they decline in value.