NOT FOR REPRINT
Page Printed from: treasuryandrisk.com/author/profile/matt-robinson?page=3
Sign In To follow
Firms under scrutiny include TFS-ICAP, Tullett Prebon and BGC Partners.
Two former partners in firm's audit division got too close to clients, SEC says.
CFTC claims bank attempted to manipulated the benchmark multiple times from 2007 to 2012
Forty additional lawyers, agents working on FCPA probes.
Regulator charges company handled certain expenses improperly.
SEC's in-house court faces public scrutiny; agency may begin routing fewer enforcement actions to the secretive system.
SEC enforcement action is expected to prevent S&P from rating securities in commercial-mortgage bond market for one year.