NOT FOR REPRINT
Page Printed from: treasuryandrisk.com/author/profile/silla-brush?page=35
Sign In To follow
Commissioner cites inconsistency in some regulations.
Commissioner argues the CFTC should defer to comparable international regulations.
Under proposal, trades between units of the same company would not have to go through clearinghouses.
Peregrine Funds $200 mln in missing funds renews scrutiny of regulator.
As regulations kick in, 30,000 firms may qualify for end-user exemption.
Definition triggers almost 20 reporting, clearing, trading and record-keeping rules.