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Governance/Regulation & Compliance
Top Governance/Regulation & Compliance Stories
Best Practices
Chipping Away at Broker Vote
By Susan Kelly
NYSE bans uninstructed broker votes on governance measures.
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Former Avon CFO Exits
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Cybersecurity Spending Lags
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Governance/Regulation & Compliance Stories
January 30, 2012
Federated To Fight Fund Rules
Company plans legal, regulatory challenges to SEC's changes in rules for money funds.
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January 27, 2012
Employee-Poaching Ban Contested
Apple, Google among seven tech companies facing antitrust lawsuit
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January 26, 2012
Obama Plans Biz Tax Revamp
Proposal will be released next month with administrations 2013 budget.
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January 25, 2012
EU Privacy Laws Entail Big Fines
Companies could pay penalties of up to 2% of sales for losing personal data.
Read
January 19, 2012
BlackRock Makes Shareholder Push
Money manager plans to use influence to encourage investor-friendly practices.
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January 19, 2012
Payroll Tax-Cut Conferees Divided
No progress made on resolving dispute about financing the extended tax cut.
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January 18, 2012
BNY Settles Part of U.S. FX Suit
Bank agrees to change disclosures on FX standing instructions.
Read
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