Governance/Regulation & Compliance

About 13 percent of plans had no form of revenue sharing whatsoever last year, a figure that most expect will only grow.

Ingersoll-Rand does federal work despite shifting its legal address to Bermuda to avoid taxes.

SEC is investigating the speed and completeness of disclosures to shareholders by companies that were victims of cyber attacks.

Industry lobbying group defends swaps trading by affiliates abroad from compliance with U.S. regulations.

New SEC guidance requires the disclosure of any conflicts of interest when the organization furnishes voting advice.

PBOC announces it will remove the cap on foreign-currency deposit rates in Shanghai for small institutional accounts.