Governance/Regulation & Compliance

Senate Democrats plan to vote next month to fill the three of five commissioner seats that are currently open.

Ruling rejecting one portion of SEC regulations doesnt relieve companies of their obligation to file conflict minerals disclosure.

As Dodd-Frank regulations are implemented, companies cite greater administrative burden and higher costs for derivatives, as well as a fragmenting market.

New regulations could disrupt companies use of bank deposits just as SEC regulatory changes threaten to make money funds less attractive.

CFTC is investigating to determine whether changes to derivatives contracts and corporate structures are designed to bypass Dodd-Frank.

Politicians on both sides of the Atlantic fret about the proposed deal's economic impact.